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更新日 2019-10-02
掲載開始日 2019-10-02

Chief Compliance Officer - Global Investment Management

  • ★★★★ マネージャーレベル
この求人の
取扱い会社
人材紹介
マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.
企業名 会社名非公開
職種
マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.
法務 - 法務(コンプライアンス)
業種 投資・ファンド関連
勤務地 アジア 日本 東京都

仕事内容 Great opportunity to join a global investment manager expanding their business in Japan as CCO


Description

* As Chief Compliance Officer for Japan, lead the development of the legal and compliance program to meet the ongoing Regulatory obligations of a Financial Business Operator in Japan.

* Work closely with the global Legal & Compliance team to create internal controls and procedures in line with global standards

* Monitoring and analysis of applicable regulatory requirements and best practices on an ongoing basis

* Provide regulatory training to the Japan office

* Regulatory filings for regulated entities in Japan (FSA, JSDA, JIAA etc)

* Ensure that you keep up to date with any regulatory changes and work with the Product Development and Operational teams to develop amendments to the business accordingly

* Act as the main point of contact with the Japanese regulators

* Organizing the regular product management meetings for the company

* Preparing the regulatory documents to be filed to the FSA including disclosure documents for the new products


Profile

* 5+ years of compliance experience within asset management, banking & securities or at a law firm with exposure to Funds Management and ideally Regulatory Affairs

* Deep knowledge of the Financial Instruments and Exchange Law (FIEL)

* JSDA Internal Control qualification preferred

* Native-level Japanese and fluency in English

* Ability to communicate and interact with employees at all levels of seniority

* Team player and creative thinker


Job Offer

* Expanding business in Japan

* Good career prospects

* Competitive salary package

* Senior role working


応募は、以下の応募ボタンからお願いします。詳細につきましては、Andy Clubbeにお問い合わせください+813 6832 8671
企業について
(社風など)
Our client is a global investment manager licensed by the Japan FSA. They provide a range of investment products and solutions for their clients through 3rd party distributors.
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マイケル・ペイジ・インターナショナル・ジャパン株式会社/Michael Page International Japan K.K.

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Chief Compliance Officer - Global Investment Management

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